Medieval Theories of Haecceity

First published Thu Jul 31, 2003; substantive revision Fri Jul 30, 2010

First proposed by John Duns Scotus (1266–1308), a haecceity is a non-qualitative property responsible for individuation. As understood by Scotus, a haecceity is not a bare particular in the sense of something underlying qualities. It is, rather, a non-qualitative property of a substance or thing: it is a “thisness” (a haecceitas, from the Latin haec, meaning “this”) as opposed to a “whatness” (a quidditas, from the Latin quid, meaning “what”). Furthermore, substances, on the sort of metaphysics defended by Scotus, are basically collections of really identical properties (“really identical” in a specialized sense explained below), all but one qualitative; the one non-qualitative property is the haecceity. In contrast to more modern accounts of the problem of individuation, Scotus holds that the haecceity explains more than just the distinction of one substance from another. According to Scotus, the fact that individual substances cannot be instantiated also requires explaining. At issue is something like this: what explains the fact that (e.g) a clone of me is not an instance of me, but an instance of human nature? Haecceities, in addition to explaining distinction, also explain non-instantiability.


1. Individuation and the identity of indiscernibles

The possible existence of such non-qualitative properties as explanations of numerical distinction between substances can be made plausible by considering a famous counterexample to the identity of indiscernibles suggested by Max Black. A wants to defend the principle, and B attack it, and B does so by proposing the following case:

Isn't it logically possible that the universe should have contained nothing but two exactly similar spheres? We might suppose that each was made of chemically pure iron, had a diameter of one mile, that they had the same temperature, colour, and so on, and that nothing else existed. Then every quality and relational characteristic of the one would also be a property of the other. Now if what I am describing is logically possible, it is not impossible for two things to have all their properties in common. This seems to me to refute the principle. (Black [1952], 156)

Clearly, if Leibniz's Law is understood — as Leibniz intended — to assert that any two individuals must differ in some qualitative or relational way, B's counterexample seems sufficient to refute it. But on the face of it there is an easy answer available to A. For A could assert that the two spheres differ in some property neither qualitative nor relational: they could differ by haecceity. This leaves intact a trivial reading of Leibniz (that if individual x is distinct from individual y, then there must be some property had by x and not by y, or vice versa), and thus the obviously true version of the principle secure. (Haecceities may not be the only way to preserve the principle against B's counterexample. But the solution gives some prima facie plausibility to the possibility of haecceities.)

Theories of haecceities may want to assign more or less ontological weight to haecceities, and, indeed, to properties in general. Medieval accounts of forms, properties, and predicates tend to make a distinction between those predicates that involve some sort of ontological commitment, and those that do not — that is to say, between those that signify some kind of metaphysical constituent of substances, and those that do not. In this context, the relevant metaphysical constituents would for a medieval thinker most naturally be understood as forms, corresponding to Aristotle's division of the categories. A form F-ness of a substance or substrate x is a particular, naturally dependent on x, in virtue of which x is F. For Scotus, however, there is a further group of metaphysical constituents, labeled by him ‘formalities’ (among other things): entities with some sort of “diminished” but still real being, such that a subject of such formalities is inseparable from them, and they from it. We could label an account of predicates that does not involve any commitment to such kinds of metaphysical constituents — whether forms or formalities — nominalist, and think of such a nominalist account of properties as something distinct from a nominalist account of universals. Nominalism on the question of universals does not require nominalism on the question of properties as such. Properties could, after all, be as particular as the substances of which they are properties. According to Scotus, haecceities and essences are distinct real properties of substances. Scotus is not, in other words, a nominalist about these properties. But such a realist account of these properties is not necessary for my easy refutation of B; it would be possible to hold that there is no purely qualitative or relational criterion for identity without holding that haecceities are metaphysical ingredients of things. It is possible to argue that any medieval opponents of haecceities (in Scotus's robust sense) in fact covertly accept this weaker form of haecceitism — and thus that at least part of the debate between Scotus and his later opponents has to do with the status of properties as such, rather than the question of individuation.

Another, rather different, solution to the question of individuation presupposes that some other sort of two-category analysis of reality is correct, according to which there is an irreducible distinction between properties and their underlying subjects, and posits that individuation is explained not by a property but by something on the other side of the ontological divide: perhaps matter, construed as a substrate for forms and properties; or, in more modern views, bare particulars. Scotus rejects the view that matter could be responsible for individuation, on the grounds that we require too an explanation for the individuation of (chunks of) matter (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 187 (Scotus [OO], 7:483; Spade (1994), 106–107)). Neither would Scotus have been able to make any sense of a bare particular in the sense of a bare possessor of qualities, a view that would doubtless have struck him as inconsistent with essentialism (on this, see Park [1990]). But, as Scotus sees it, the more nominalist view of haecceities is not available to him, and the reason is that he is a realist on the question of universals. Basically, the reality of shared natures entails, for Scotus, that individuation is explained by some real property distinct from the nature. First, then, we have to provide an explanation of Scotus's theory of common natures, followed, in a third section, by a description of the theory of haecceity and the relation of these two theories to each other.

2. Common natures

Building on insights gained through the thirteenth century, Scotus distinguishes two closely related issues in individuation: explaining how a substance is such that it cannot be instantiated (explaining its “indivisibility in itself”), and explaining how a substance is such that it is distinct from all other substances (explaining its “division from others”; on this see Park [1988]). The first of these is on the face of it far more complex, and requires certain moves to be made in the theory of universals. For various complex historical reasons, medieval realists tend to suppose that common (shared) natures or essences are somehow divided into their instantiations — as Scotus puts it, divided into “subjective parts.” It is not easy to explain precisely what this divisibility amounts to. Explaining both divisibility and its opposite, Scotus states the problem of individuation as follows:

Because there is among beings something indivisible into subjective parts — that is, such that it is formally incompatible for it to be divided into several parts each of which is it — the question is not what it is by which such a division is formally incompatible with it (because it is formally incompatible by incompatibility), but rather what it is by which, as by a proximate and intrinsic foundation, this incompatibility is in it. Therefore, the sense of the questions on this topic [viz. of individuation] is: What is it in [e.g.] this stone, by which as by a proximate foundation it is absolutely incompatible with the stone for it to be divided into several parts each of which is this stone, the kind of division that is proper to a universal whole as divided into its subjective parts? (Scotus, Ordinatio II, d. 3, p. 1. q. 2, n. 48 (Scotus [OO], 7:412-413; Spade (1994), 69))

I have italicized the relevant portions here. A universal (a common nature, in Scotus's technical parlance) is “divided into several parts each of which is it.” Such parts are labeled “subjective parts.” Understanding exactly what Scotus has in mind here is not a straightforward matter (on this, see Cross [2003]). Clearly, the sense should be that the whole common nature is in each instantiation of it. But the whole common nature is not to be understood to be identically (numerically) the same in each instantiation, as Scotus makes clear elsewhere, and as in any case we might expect, given the part-whole language that Scotus uses in the passage just quoted.

We could propose the following account. At least from an extensional point of view, there is more to humanity than just what is found in me. There are, on this view, both intensional and extensional aspects to the nature: intensionally, it is fully in each instantiation, but extensionally the nature somehow becomes many on instantiation. (Not just: comes to exist in many things, unless this be construed to mean that the nature becomes many when it comes to exist in many things.) Another way of thinking about the relevant relation might be to think of natures as ‘content’, and each individual as the ‘carrier’ of this content. The nature, as far as its content is concerned, is fully in each carrier of the content, but is multiplied in its carriers (such that each carrier bears fully the same content, and so the same one content becomes many in its carriers, just as the content of a book is multiplied in its several copies).

Why should we accept this sort of account of universals? Scotus defends it in the context of a rejection of a theory according to which the singularity of a nature requires no explanation other than the nature itself. The theory is in principle capable of development in one of two different directions, and Scotus seems to regard it as a matter of indifference which of these two directions his opponent has in mind. One direction is nominalist: there could be individual natures (of the same kind), and each such nature be of itself particular. The other is extreme realist: there could be indivisible Platonic universals, and each such universal be of itself numerically singular. As Scotus sees it, the only way to explain both instantiability and commonality of kind is to posit the existence of entities (viz. natures) that are divisible. It is the divisibility of the nature that allows its instantiability, and the unity of the nature that explains commonality of kind. Platonism lacks instantiability, and nominalism lacks an explanation for commonality of kind. Scotus makes the crucial claim about natures as follows:

Anything with a real, proper, and sufficient unity less than numerical is not of itself one by numerical unity — that is, it is not of itself a this. But the proper, real or sufficient unity of the nature existing in this stone is less than numerical unity. Therefore [the nature existing in this stone is not of itself one by numerical unity]. (Scotus, Ordinatio II, d. 2, p. 1, q. 1, n. 8 (Scotus [OO], 7:395; Spade (1994), 59))

The premises here speak of “less than numerical unity,” and what Scotus has in mind is the unity of something that is divisible into numerically many subjective parts.

The minor premise claims that something with such non-numerical unity exists. Scotus clearly regards this claim as the more controversial. It is this existence claim that grounds both the reality of haecceities and controversial claims about composition and distinction (between nature and haecceity) that Scotus also makes. Scotus provides a total of seven arguments in favor of the minor premise — in favor, in other words, of the position that an entity with less-than-numerical unity has some sort of real existence. Four of these appeal to Aristotelian authority, and of these the third is most interesting:

According to the Philosopher, Metaphysics V, the chapter on relation [c. 15, 1021a9–12], the same, the similar and the equal are all based on the notion of one, so that even though a similarity has for its foundation a thing in the genus of quality, nevertheless such a relation is not real unless it has a real foundation and a real proximate basis for the founding. Therefore, the unity required in the foundation of the relation of similarity is a real one. But it is not numerical unity, since nothing one and the same is similar or equal to itself. (Scotus, Ordinatio II, d. 3, p. 1, q. 1, n. 18 (Scotus [OO], 7:398; Spade (1994), 61))

The point here is that relations of similarity between two particulars cannot be self-explanatory; they must have some explanation (some “real foundation”) in the things that are similar. This is amongst other things an argument against resemblance nominalism. But it is also supposed to be an argument against the view that a universal could be numerically identical in each instantiation. Since it is the universal that is supposed to explain the relation of similarity, positing that the universal is numerically identical in each instantiation might lead to the conclusion that the universal in each instantiation is similar to itself. But on Scotus's Aristotelian understanding of similarity, similarity is not a reflexive relation.

Of the arguments from reason (rather than from the authority of Aristotle), one particularly focuses on a claim with which Ockham will, a few years later, strongly disagree:

If every real unity is numerical unity, then every real diversity is numerical diversity. The consequent is false. For every numerical diversity, in so far as it is numerical, is equal. And so all things would be equally distinct. In that case, it follows that the intellect could not abstract something common from Socrates and Plato any more than it could from Socrates and a line. Every universal would be a pure figment of the intellect. (Scotus, Ordinatio II, d. 3, p. 1, q. 1, n. 23 (Scotus [OO], 7:400-401; Spade (1994), 62))

The obvious claim here is supposed to be that not all real diversity is numerical, and Scotus supports it by claiming that, if the only way in which things differed were numerical, then all things would be equally distinct. But there are degrees of distinction: Socrates and Plato are not distinguished in species, for example, as we can tell from our capacity to abstract. Unity and diversity here are inter-definable contradictories, so it is not the case that every real unity is numerical unity. Of course, Scotus is supposing that there are in some sense real (i.e. non-conventional) species. Clearly, Scotus is trying to force a nominalist opponent into accepting conventionalism. His argument, if successful, will thus damage those nominalists — such as most medieval nominalists — who want to deny conventionalism.

These arguments look as though, with a bit of work, they could be made good against nominalism on the question of universals. But they do not seem in themselves to amount to anything like a decisive refutation of the sort of realism that posits universals to be (numerically) identical in each instantiation. Scotus has various arguments, however, to show that a created nature cannot be like this. First, if a nature had numerical identity, it would not be divisible into parts (see Scotus, Ordinatio II, d. 3, p. 1, q. 1, n. 39 (Scotus [OO], 7:408; Spade (1994), 66)). But if created natures were not divisible on instantiation, then these instantiations would themselves be, in effect, numerically identical:

This opinion posits that that one substance [viz. the universal], under many accidents, will be the whole substance of all individuals, and then it will be both singular and this substance of this thing [x], and in another thing [y] than this thing [x]. It will also follow that the same thing will simultaneously possess many quantitative dimensions of the same kind; and it will do this naturally, since numerically one and the same substance is under these [viz. x's] dimensions and other [viz. y's] dimensions. (Scotus, Reportatio Parisiensis II, d. 12, q. 5, n. 3 [Scotus (1639), 11:326b]; see also Scotus, Ordinatio II, d. 3, p. 1, q. 1, nn. 37, 41 (Scotus [OO], 7:406-7, 409-10; Spade (1994), 65–67))

So shared common natures must lack numerical identity:

Even without any operation of the intellect there is some real unity in a thing, less than numerical unity…. This lesser unity belongs to the nature by itself. In accordance with this unity, which is proper to the nature in so far as it is a nature, the nature is indifferent to the unity of singularity. Therefore, it is not of itself one by that unity — that is, by the unity of singularity. (Scotus, Ordinatio II, d. 3, p. 1, q. 1, n. 30 (Scotus [OO], 7:402; Spade (1994), 63))

The idea is that the nature in itself has a certain sort of unity that is non-numerical — and that it requires this sort of unity in order to be numerically many in different instantiations.

The doctrine is not supposed to be obscure. The basic thought is that a common nature cannot be numerically singular — if it were, it would be a particular, and the distinction between universals and particulars would simply break down. (Of course, someone accepting the numerical identity of a universal in its various instantiations could propose some other way to distinguish particulars and universals as subsets of the class of singular things.) The thought that numerical singularity could be proper to particulars does not seem especially startling; Scotus's account of common natures is an attempt to develop the insight given that nominalism is false.

Much of the account of common natures can be found in nuce in Aquinas's De ente et essentia. But Scotus's account is usually thought to diverge from Aquinas's in at least one crucial way. According to both Scotus and Aquinas — following some suggestions in Avicenna — it is possible to consider a nature in itself, abstracting both from its existence as a universal concept and as the particulars into which it is divided. (Hence Avicenna's famous slogan “equinity is just equinity”: Avicenna, Liber de scientia divina, V, c. 1 (Avicenna [LPP], 2:228–229).) Aquinas is clear that this bare nature lacks numerical unity (see Aquinas, De ente et essentia, c. 3 (Aquinas [DEE], 24–25)). Aquinas does not believe, however, that the nature as thus described has any sort of being or existence — and it is on this point that Scotus diverges from him. It is perhaps worth noting, in passing, that a plausible case can be made for tracing this moderate sort of realism on the question of universals to the Aristotelian tradition (specifically, Alexander of Aphrodisias: see Tweedale [1993]). One might also argue, as his famous commentator Cajetan did, that Aquinas would after all be willing to attribute some sort of unity and proportionally some sort of being to the absolutely considered nature, even if he denies to it numerical unity and the corresponding actual, real existence. For Cajetan's exposition of the issue, carefully distinguishing Aquinas's from Scotus's position, and for useful references to both authors, see Cajetan [CBE], c. 4 (nn. 55–62), pp. 134–155. Scotus, while clearly in this same tradition, evidently considers the sort of account found in Aquinas to be insufficient, and thus is far more clearly to be placed in the realist camp than Aquinas on this question. Thus, far from holding that the nature in itself lacks any kind of reality, Scotus holds that the primary reality of the nature belongs to the nature in itself. In the following passage, Scotus attempts to correlate the nature's less than numerical unity with its primary entity or being:

In the thing [viz. in extramental reality] the nature according to [its primary] entity has true real being outside the soul. And according to that entity, it has a unity [viz. less than numerical unity] in proportion to it… . That unity is a proper attribute of the nature according to its primary entity. Consequently, the nature is intrinsically this neither from itself nor according to its proper unity, which is necessarily included in the nature according to its primary entity. (Scotus, Ordinatio II, d. 3, p. 1, q. 1, n. 34 (Scotus [OO], 7:404-405; Spade (1994), 64-65))

In order to possess in itself this non-numerical unity, the nature must have, in itself, some sort of being too, proportional to it (such that the real entity of the nature is diminished in proportion to the diminished real unity that it has). Scotus does not mean that the nature is some sort of universal ante rem; if there were no instantiations, there would be no nature, but once there are instantiations there is too some subject for instantiation (the nature), and this subject has some sort of being in itself. Indeed, this subject is in some sense prior (but not temporally prior) to its instantiations: while the identity of its instantiations depends on it, its identity does not depend on those of its instantiations. (It makes no difference to the identity of human nature whether or not I exist, though the reality of human nature certainly requires that at least one human being exist: see Scotus, Ordinatio II, d. 3, p. 1, q. 1, n. 34 (Scotus [OO], 7:404; Spade (1994), 64).) As instantiated, the nature receives the (accidental) modification of being numerically many in numerically many things.

3. Haecceity in Duns Scotus

Common natures have non-numerical unity, and are thus in the relevant sense divisible. As Scotus sees it, the fundamental issue to be explained by haecceity is that of indivisibility:

I explain what I understand by individuation or numerical unity or singularity: Certainly not the indeterminate unity by which anything in a species is said to be one in number. Rather, I mean designated unity as a this, so that just as it was said above that an individual is incompossible with being divided into subjective parts and the reason for that incompossibility is asked there, so too I say here that an individual is incompossible with not being a designated this by this singularity and the cause is asked not of singularity in general but of this designated singularity in particular — that is, as it is determinately this. (Scotus, Ordinatio II, d. 3, p. 1, q. 4, n. 76 (Scotus [OO], 7:426–427; Spade (1994), 76); see too q. 2, n. 48 [Scotus (1950–), 7:412–413]; qq. 5–6, n. 165 (Scotus [OO], 7:473))

The point is not just that an account of numerical singularity in general is required (the “indeterminate unity by which anything in a species is said to be one in number”). What is required, rather, is an account of the individuality of any given particular, and this account will explain its being indivisible into subjective parts. (Scotus does not use the term ‘haecceity’ [haecceitas] in the work that I am using here — the Ordinatio. He talks rather about the individual difference, or individual entity. But he does elsewhere talk about this entity as a haecceitas [a term of Scotus's own invention]: for the change in terminology, see Dumont [1995]).

Divisibility into subjective parts, of course, is on the face of it very different from the question of division from all other things, so nicely exemplified in Black's example of the qualitatively identical spheres. Scotus's assumption, however, is that both questions can be answered in the same way. Thus Scotus supposes that the explanation for distinction is the explanation for indivisibility, and the rough outline of what he is thinking looks as follows. The explanation for distinction is primary, in the sense that what distinction needs is explanation by items that are irreducibly numerically distinct from each other — as Scotus puts it, “primarily diverse” (primo diversa), and have nothing real whatever in common: “they agree in nothing the same” (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 186 (Scotus [OO], 7:483; Spade (1994), 106)). (This does not entail that the things thus distinguished have nothing whatever in common. Scotus’s point is that the haecceity is needed as a constituent of a being that shares its nature with something else in the manner described in the previous section.) According to Scotus, numerical distinction — as opposed to (say) specific distinction — entails that each of the things distinguished has numerical singularity. And numerical singularity entails indivisibility (into subjective parts), for what allows a common nature to be divided (into subjective parts) is its possession of less-than-numerical unity.

The claim that the explanations for indivisibility and distinction are the same gains some plausibility from an analogy with the distinction between different specific differences in relation to a genus — an analogue that Scotus evidently regards as less controversial, and more familiar to his readers. A specific difference distinguishes two different species of a genus from each other. But the specific difference is — as all agree — likewise explanatory of the impossibility of a species being divided into sub-species. Scotus in fact uses at some length the analogy to a specific difference to try to explicate his own theory of haecceity. A specific difference is something indivisible into further species, and, indeed, explanatory of a species's indivisibility into further species (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 177 (Scotus [OO], 7:478; Spade (1994), 103–104)). Equally, an ultimate specific difference is “primarily diverse” from any other, in the sense that such a specific difference “has a concept that is absolutely simple” (and thus cannot even overlap with the concept of any other such difference) (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 183 (Scotus [OO], 7:481; Spade (1994), 105)). It does not seem overly puzzling that a specific difference could perform these two functions: the absolute conceptual simplicity of any ultimate specific difference seems to entail both distinction from every other specific difference, and its indivisibility into any further species. And Scotus believes that these sorts of consideration can help explicate the function of a haecceity relative to individuation too. That is to say, he believes that something wholly devoid of common (shared) conceptual contents — a haecceity — can explain not only indivisibility into further particulars, but also distinction from all other particulars (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 177 (Scotus [OO], 7:478; Spade (1994), 103–104); n. 183 (Scotus [OO], 7:481; Spade (1994), 105)).

So Scotus holds that the explanations for indivisibility and distinction are the same. To understand why he supposes that this explanation needs to be something real, we need to keep in mind his theory of the reality of common natures, for the reality of common natures is a premiss in Scotus’s defense of the existence of haecceities. Since such natures are real, Scotus reasons, the haecceities that tie such natures to individuals must be equally real too:

Just as unity in common follows per se on some entity in common, so too does any unity follow per se on some entity or other. Therefore, absolute unity (like the unity of an individual … that is, a unity with which division into several subjective parts is incompatible and with which not being a designated this is incompatible), if it is found in beings (as every theory assumes), follows per se on some per se entity. But it does not follow per se on the entity of the nature, because that has a certain per se real unity of its own, as was proved…. Therefore, it follows on some other entity that determines this one. And that other entity makes up something per se one with the entity of the nature, because the whole to which this unity belongs is perfect of itself. (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 169 (Scotus [OO], 7:474–475; Spade (1994), 101))

And later Scotus notes that it “does not seem probable” that the common nature has some kind of entity and yet that the individuating feature does not. (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 178 (Scotus [OO], 7:478–479; Spade (1994), 104))

Scotus elsewhere considers the view of Henry of Ghent that the explanation for individuation could be merely a negation. The point about a negation is that it is not in any way real: it is not a thing, or a real form or property of a thing. As Scotus sees it, claiming that individuation could be by a negation is just a way of restating the problem, not of proposing an explanatory solution to it (Scotus, Ordinatio II, d. 3, p. 1, q. 2, n. 49 (Scotus [OO], 7:413; Spade (1994), 69)).

Supposing that a haecceity is something real, where does it fit into the range of things that exist? Is it, for example, a form, or something else? According to Scotus, it is something like a form, and sometimes, indeed, he calls it such (while elsewhere denying the same claim: on these insignificant terminological shifts, see Dumont [1995]). The reason is that a haecceity is clearly something like a property of a thing — hence like a form — but is at the same time wholly devoid of any correspondence to any conceptual contents. It is not at all a qualitative feature of a thing — not at all a “quidditative” feature, in the technical vocabulary. As irreducibly particular, it shares no real feature in common with any other thing. This does not mean that haecceities cannot fall under the extension of a concept. Being an individuating feature is not a real property of a haecceity (it cannot be, since any haecceity is wholly simple, and shares no real features with any other thing); but any concept of what a haecceity is certainly includes among its components being an individuating feature. A concept of a haecceity includes representations merely of logical, not real, features of any haecceity.

Scotus's position on the reality of both the nature and the haecceity seems to raise a number of problems. Perhaps the most acute — a problem which Scotus himself raises — is this:

If there is some real unity less than numerical unity, it belongs to something that is either in what is numerically the same or in something else. Not in what is numerically the same, because whatever is numerically the same is numerically one. Neither is it in two, because there is nothing really one in those two. (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 171 (Scotus [OO], 7:476; Spade (1994), 102))

This is what has come to be known as Ockham's problem (see King [1992], 51): how can the nature as instantiated retain its non-numerical unity? Scotus's apparent solution is that the nature in itself has non-numerical unity, but that as existent in particulars it has, in each particular, numerical unity. Scotus thus — consistent with his basic insight — believes that the nature has two different sorts of extramental existence:

In the same item that is one in number there is some kind of entity from which there follows a unity less than numerical unity is. Such unity [viz. numerical] is real, and what such unity belongs to is of itself formally one by numerical unity. I grant therefore that this real unity [viz. numerical] does not belong to anything existing in two individuals, but in one. (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 172 (Scotus [OO], 7:476; Spade (1994), 102))

Numerical unity somehow inheres (over and over again) in the common nature (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 173 (Scotus [OO], 7:477; Spade (1994), 103)), so that the nature is in itself non-numerically one, and denominatively numerically one in any given instantiation. Denominative predication obtains in the case that the predicate is true of the subject as the result of the subject's possession of some further, accidental, feature. Thus, qualifying the predication as “denominative” in this way does not make the predication any less real. Being accidentally numerically one is a case of being numerically one, not of being non-numerically one, and what Scotus is really trying to say is that the nature in this particular is indeed really (though accidentally) numerically one. (Note that the denominative numerical singularity of the nature in the particular is still compatible with the common nature's being numerically one in some other particular, and this is because the nature in itself (not as in this or that particular) is less-than-numerically one (Scotus, Ordinatio II, d. 3, p. 1, q. 1, n. 34 (Scotus [OO], 7:404-405; Spade (1994), 64)). Being non-numerically one, then, is presumably compatible both with being accidentally numerically one in any one instantiation, and accidentally numerically many in more than one instantiation.)

Scotus explains his position by exploiting the analogy between a haecceity or individual difference, and a specific difference:

Color in whiteness is specifically one, but it is not so of itself or per se or primarily but only denominatively. But a specific difference is primarily one, because it is primarily incompatible with it to be divided into what are several in species. Whiteness is specifically one per se but not primarily, because it is specifically one through something intrinsic to it (for example, through the difference). So I grant that whatever is in this stone is numerically one, either primarily or per se or denominatively. Primarily, say, as that through which such a unity belongs to this composite. Per se, the stone itself, of which what is primarily one with this unity is a per se part. Only denominatively, what is potential and is perfected by the actual and is so to speak denominatively related to its actuality. (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, nn. 174–175 (Scotus [OO], 7:477–478; Spade (1994), 103))

This gives us, in effect, three entities in addition to the common nature (the nature in itself): the nature-in-the-particular, the individual difference or haecceity, and the particular itself. Setting aside the common nature, since the nature-in-the-particular is simply an accidental modification of the common nature, Scotus holds that there is some sort of distinction between all three of these entities: the nature-in-the-particular and the haecceity are something like components of the particular itself. These two components are distinct, in the sense that one (the nature-in-the-particular) is merely denominatively one, whereas the other (the haecceity) is per se and primarily one (that is to say, essentially one in such a way that there can be no further explanation for its unity). Scotus here invokes his famous “formal” distinction. Clearly, the nature-in-the-particular and the haecceity are something like (necessary) properties or features of a particular. Scotus is, as we have seen, a realist about these features (on the grounds that, otherwise, they could perform no explanatory role of the kind they are supposed to perform). And they clearly are not the same feature. So there must be some kind of distinction between them. This distinction cannot be real: the features are not separable from each other any more than they are separable from themselves; neither are they anything like discrete parts of some whole. They are, as Scotus puts it, “formally distinct”:

This individual entity is not matter or form of the composite, inasmuch as each of these is a nature. Rather, it is the ultimate reality of the being that is matter or that is form or that is the composite. Thus whatever is common and yet determinable can still be distinguished (no matter how much it is one thing) into several formally distinct realities of which this one is not formally that one. This one is formally the entity of singularity and that one is formally the entity of the nature. These two realities cannot be distinguished as thing and thing. … Rather when in the same thing, whether in a part or in the whole, they are always formally distinct realities of the same thing. (Scotus, Ordinatio II, d. 3, p. 1, qq. 5–6, n. 188 (Scotus [OO], 7:483–484; Spade (1994), 107))

The formal distinction in this context is fundamentally a way of distinguishing the necessary properties of a particular substance, in cases where the natures of which the substances are instantiations are not coextensive. Scotus believes that such formally distinct items count as distinct property-bearers, and thus would be forced to deny the indiscernibility of identicals in this context. That is to say, items that are merely formally distinct can have different properties, even though they are really one and the same thing. Thus, Scotus would hold that the indiscernibility of identicals obtains only if the domain excludes formally distinct items. Of course, the particular substances to which such formally distinct items belong are subject to the indiscernibility of identicals. But any realist about properties is liable to make a similar stipulation about the failure of the indiscernibility of identicals if the domain includes properties as well as substances. The indiscernibility of identicals is a principle governing substances, not their properties, and it states that identical substances have the same properties, not that the properties of one substance are indiscernible one from another. (I discuss some of these issues, and others related to the varieties of distinction in Scotus, in Cross [2004].)

So the haecceity and the nature in the particular are formally distinct. Given this, what sort of relation “ties” these two formally distinct components together? Scotus suggests that this relation is real (i.e. numerical) identity (Scotus, Ordinatio I, d. 2, p. 2, qq. 1–4, n. 403 (Scotus [OO], 2:356)). This identity is presumably something very like the relation of compresence found in Russell and others, though unlike compresence, real identity is not only symmetrical but also transitive (see Tweedale [1999], 2:463–464). Scotus is able to claim transitivity for the relation of real identity since, as we have seen, he believes that the common nature instantiated in two distinct particulars does not itself have real (i.e. numerical) identity (see Tweedale [1999], 488).

Given the huge problems that such an account seems to raise, it is worth seeing just why Scotus believes he needs to accept it. Basically, his argument for haecceities depends on his view of individuation as, fundamentally, a matter of explaining indivisibility (into subjective parts). Scotus defends haecceities by rejecting all alternative theories of individuation known to him. Rejecting qualitative theories is easy for the scholastics. Suppose that all things of a given kind in some sense share the same nature. The nature as such cannot explain individuation. So the explanation must be somehow non-essential. But non-essential qualitative or accidental features of a thing are posterior to the thing itself, since although the substance must have some accidental features, precisely which ones it has is a matter of historical chance (Scotus, Ordinatio II, d. 3, p. 1, q. 4, n. 87 (Scotus [OO], 7:432-433; Spade (1994), 79)). Things are not identical with their life-stories (on this, see Cross [1999b]). Indeed, Scotus goes so far as to suggest that the accidents of a substance — at least, its quantities, qualities, and relations — are individuated by their own haecceities, something that is not often spotted in the commentaries (on this, see Scotus, Ordinatio II, d. 3, p. 1, q. 4, n. 89 (Scotus [OO], 7:434; Spade (1994), 79–80)). The great 17th century Scotist, John Poncius, extends this claim to cover even so-called propria, necessary but non-defining properties: paradigmatically, a capacity to smile in human beings (see Poncius, Disputatio Metaphysica VI, q. 9 [Poncius (1659), 138b]).

But this far from exhausts the options, and Scotus considers a number of non-qualitative theories too. In addition to the two theories discussed above, to the effect that things just are individuals (either through the nature itself, or through the negation of division), he considers a view according to which existence individuates, and two views according to which the explanation for individuation is matter, respectively matter as such, and matter + extension. Actual existence, perhaps a prima facie plausible non-qualitative or non-essential feature of a thing, is rejected by Scotus as an individuator on the grounds that existence as such — as opposed to the things that exist — does not seem to be different from case to case: in itself, it seems wholly undifferentiated (Scotus, Ordinatio II, d. 3, p. 1, q. 3, n. 61 (Scotus [OO], 7:418–419; Spade (1994), 72–73)). Nothing about existence seems irreducibly particular in the way required.

Perhaps the most interesting non-qualitative approach is the theory, often associated with Aquinas (but attacked by Scotus in the forms presented by Godfrey of Fontaines and Giles of Rome), that individuation is by extended matter: by, as we might say, chunks of matter. Scotus's way of understanding the problem of individuation becomes important in his rejection of this theory. For his fundamental strategy against this sort of material individuation is that such a theory, while it may be able to explain numerical distinction, certainly cannot explain indivisibility:

Quantity is not the reason for divisibility into individuals…. For a universal whole, which is divided into individuals and into subjective parts, is predicated of each of those subjective parts in such a way that each subjective part is it. But the quantitative parts into which a continuous whole is divided never admit of the predication of the whole that is divided into them. (Scotus, Ordinatio II, d. 3, p. 1, q. 4, n. 106 (Scotus [OO], 7:443; Spade (1994), 85))

Scotus has other arguments too, most notably variants of the theme that the same chunk of matter (matter + extension) seems to persist through substantial change, and thus not to be sufficient as an account of individuation (see Scotus, Ordinatio II, d. 3, p. 1, q. 4, nn. 77–81 (Scotus [OO], 7:427–429; Spade (1994), 77)). Individuation on Scotus’s view is not, fundamentally, a case of instantiating forms in matter.

4. Haecceity in other realist contexts

Thus far, haecceity has been considered entirely in the context of a very distinctive moderately realist theory of universals, one according to which universals fail to be (numerically) identical in all their particulars. Thus, as Scotus presents it, one of the motivations for positing haecceities — and perhaps the only one given the variety of other possible accounts of individuation — is to explain numerical indivisibility (the numerical identity of a particular). Modern accounts of universals do not on the whole accept that universals have, in themselves, the strange kind of non-numerical identity that Scotus supposes. Could haecceities have any relevance in this sort of context? Presumably haecceities would not be needed to explain indivisibility, since everything — whether particular or universal — is indivisible in the required sense (numerically indivisible; numerically identical in anything in which it exists). Could haecceities be required to explain numerical distinction (from every other particular, in the case of particulars, and from every other universal, in the case of universals)? Haecceities would not be required to explain the identity of a universal, since the identity of a universal can clearly be fixed along merely qualitative lines. Haecceities could be required to explain the identity of particulars (i.e. their distinction from all other particulars), provided that such identity can be explained neither qualitatively nor materially (as it is on most rival accounts). For example, one modern realist, Richard Swinburne, denies that haecceities are required to individuate material substances (since matter can individuate these), but claims nevertheless that haecceities are required to individuate immaterial substances, if such there be (Swinburne [1994], 33–50).

Scotus adopts such a realist theory of universals in one case — that of the Trinity. The divine essence cannot be divisible in the way that a creaturely common nature is, since then — given that there are three divine persons — there would be more than one God, more than one instance of a nature divided into many. Generally, Scotus accepts the standard view that the three divine persons are distinct by their relations. But he is happy too to countenance the view that the three divine persons could be distinct by non-relational properties (on this, see conveniently Cross [1999a], 65–67). Such properties could presumably be qualitative, provided that, as a matter of necessity, no divine person shares precisely the same set of distinguishing features. But they could be non-qualitative, and in this case Scotus would have something analogous to a haecceity responsible for distinguishing each divine person. (“Analogous to,” because the relevant property would explain distinction but not indivisibility, on the grounds that the persons are exemplifications of an indivisible essence — of an essence that is numerically the same in each of them. Indeed, Scotus holds that, in this context, it is not appropriate to think of the divine persons as individuals at all, in the sense that they are not instances of a divided nature.) In this case, a non-qualitative property would be responsible for explaining distinction, but not for explaining indivisibility.

5. Later medieval and early modern accounts of haecceities

Acceptance of haecceities is a distinctive feature of the thought of many followers of Scotus, though there are some sixteenth-century scholastics who accept haecceities without accepting many other distinctively Scotist teachings. Having said this, some early followers of Scotus reject haecceities and the theory of the common nature altogether, and of those who accept haecceities, some found the correct understanding of the nature of the distinction between an individual's nature and its haecceity a troublesome matter. One of the earliest Scotists, Francis of Meyronnes, writing his commentary on the Sentences around 1320, accepts the theory of the non-numerical unity of common natures (In Sent. II, d. 34, q. 3 [Francis of Meyronnes (1520), 157rbG]), and the claim that individuation is by haecceity (In Sent. II, d. 34, q. 4 [Francis of Meyronnes (1520), 157vaK-L]; I, d. 3, q. 4 [Francis of Meyronnes (1520), 18raA]). But he holds that it is inappropriate to talk of a formal distinction in this context. Formal distinction obtains only between things that have some sort of quidditative content (In Sent. I, d. 8, q. 5 [(1520), 48vbQ-49raB]). Haecceities have no such quidditative content (In Sent. I, d. 8, q. 5 [(1520), 48rbG]), and thus cannot be formally distinct from their nature. Rather, a haecceity is modally distinct from its nature (In Sent. II, d. 34, q. 3 [(1520), 157vaL]). A modal distinction, according to Meyronnes, obtains between a thing and an intrinsic mode of that thing, where an intrinsic mode is something which “when added to a thing does not vary its formal definition … since it does not of itself imply any quiddity or formal definition” (In Sent. I, d. 42, q. 3 [(1520), 120vaL; 120vbO]; see too In Sent. I, d. 8, q. 5 [(1520), 49rbE]). A haecceity does not affect a thing’s kind; it is thus an intrinsic mode of the thing.

It may look as though this is just a terminological shift, but it is not so in at least the following way: a modal distinction is a lesser kind of distinction than a formal distinction. Formal distinctions obtain between genus and specific difference; thus, the difference between species/nature and haecceity, for Meyronnes, is less than the difference between genus and difference. Scotus, contrariwise, makes no such distinction between degrees of difference in this context (for this contrast between the two thinkers, see Dumont [1987], 18). Still, without some principled way of spelling out degrees of difference, this contrast between Scotus and Meyronnes amounts to nothing of any philosophical interest. To this extent the difference between the two thinkers might as well be merely terminological, and Meyronnes needs to do more work if he is to make any significant philosophical point here.

Amongst baroque scholastics, the most notable adherent of haecceities is the Jesuit Peter Fonseca (1528–1599), whose monumental commentary on Aristotle's Metaphysics (Fonseca [1599]) includes an extensive discussion of haecceities. (Fonseca, with something of a humanist background, worries about the barbarous nature of Scotus's neologism, and suggests in passing that 'haeccity' [haeccitas] would have been a more comfortable formulation [In Met. V, c. 6, q. 5, sect. 1 (Fonseca [1599], vol. 2, col. 381D)] — compare ‘quiddity.’) Like many of the sixteenth and seventeenth-century scholastics, Fonseca — most notable for coming up with a theory of divine “middle knowledge” at much the same time as Molina — is not a follower of any one earlier philosopher, preferring to learn from any of his predecessors on various points as he sees fit. According to Fonseca,

the principle of individuation is a certain positive difference, primarily incommunicable, which, when added to the species, in itself constitutes the individual … which difference others call haecceities. (Fonseca, In Met. V, c. 6, q. 5, sect. 1 [Fonseca (1599), vol. 2, col. 181C-D])

Fonseca engages particularly with the rejection of haecceities in the Thomist Cajetan (most notably in Cajetan's commentary on Aquinas's De ente, c. 2, q. 5, nn. 33–36 (Cajetan [CBE], 94–98)). Cajetan worries that haecceities need to be in some sense similar to each other — and specifically that the haecceities of Socrates and Plato must be more similar than the haecceities of Plato and some white patch (Cajetan, In de ente, c. 2, q. 5, n. 36 (Cajetan [CBE], 97); see Fonseca, In Met. V, c. 6, q. 5, sect. 2 [Fonseca (1599), vol. 2, col. 185C-D]). According to Fonseca, haecceities are similar to each other without having anything real in common: they are thus primarily diverse in the required sense, even though the haecceities of Socrates and Plato are more similar than the haecceities of Plato and some white patch (Fonseca, In Met. V, c. 6, q. 5, sect. 2 [Fonseca (1599), vol. 2, col. 185E-F]). More generally, Fonseca (rightly) holds that exact similarity between two haecceities would entail that the two haecceities were numerically identical (Fonseca, In Met. V, c. 6, q. 5, sect. 2 [Fonseca (1599), vol. 2, col. 185B]).

Fonseca is convinced of the reality of haecceities because he accepts the view that common natures have in themselves a certain sort of unity prior to instantiation, although — more like Aquinas than Scotus — he does not believe the nature as such to have any sort of real existence other than as instantiated. Fonseca proposes that, in order to have real existence, something needs to be added to the nature — a haecceity (Fonseca, In Met. V, c. 28, q. 3, sect. 4 [Fonseca (1599), vol. 2, col. 966A]). Again, Fonseca's discussion is informed by the criticisms of Cajetan, though in this case the position that Cajetan adopts on the question of the unity of the common nature seems closer to the broadly Thomist and Scotist tradition than that proposed by Fonseca. In other words, Fonseca adopts an account of the common nature that seems quite distinct from the closely related views of Aquinas and Scotus. To this extent, Fonseca's account represents an acceptance of haecceities in the context of a theory of universals that is not really Scotist. According to Cajetan, common natures in themselves have “formal” unity: indivisibility into further more specific kinds, compatible with division into numerically many instances or subjective parts (Cajetan [CBE], nn. 134–155 [nn. 55–62]; see Fonseca, In Met. V, c. 28, q. 3, sect. 4 [Fonseca (1599), vol. 2, col. 967B, D-E]). Fonseca agrees that the nature must have this formal unity — a unity that he identifies as Scotus's less-than-numerical unity (Fonseca, In Met. V, c. 28, q. 3, sect. 4 [Fonseca (1599), vol. 2, col. 968A]). But, in addition to this unity, he holds that the nature has a proper unity of its own that cannot be communicated to its instantiations. This unity is numerical, and belongs to the nature absolutely (unqualifiedly) (Fonseca, In Met. V, c. 28, q. 3, sect. 4 [Fonseca (1599), vol. 2, col. 968A]). The reason is that, if a nature lacked such additional unity, then it would not be possible to speak of (say) humanity as just one species. After all, the formal unity of the nature is compatible with division into numerically many instances; some other unity must be the basis for the assertion that humanity is not many natures or species (Fonseca, In Met. V, c. 28, q. 3, sect. 1 [Fonseca (1599), vol. 2, col. 959F]). The picture is admittedly not entirely clear, but Fonseca's distinction of instantiable from non-instantiable unity is presumably supposed to explain how there can be some unity proper to common natures; this unity is distinguished from instantiable unity, and it is the existence of haecceities that explains how the instantiable unity is in fact instantiated.

6. Rejecting haecceities

Setting aside the complexities of a later thinker such as Fonseca, the years immediately after Scotus saw something of a move towards a more nominalist view on the question of universals — the view (on the understanding of ‘nominalism’ relevant here) that universals are just concepts. It is hard to make very firm classifications on this point, since it seems fundamentally unclear whether a position such as Aquinas's — which denies any extramental reality to common natures while accepting some sort of (extramental?) non-numerical unity — should count as a form of nominalism or not. Amongst opponents of Scotus, the most common strategy was to adopt the view that substances themselves are primarily diverse, such that their distinction is not explained by any real feature or property of them other than merely the substance itself. For example, according to Peter Auriol writing in the second decade after Scotus' death,

objects are singular by themselves, and … this singularity is a basic fact that needs no further explanation…. Maintaining that an object is singular or individual because it results from or is endowed with a proper principle of individuation which is itself singular, amounts to nothing more than duplicating what should be explained. (Nielsen [2003], 498)

Rejection of Scotus's view was not confined to such manifest opponents of Scotus's system. Amongst the earliest students of Scotus, various found his views on the haecceity and its formal distinction from the nature unpalatable. William of Alnwick, the foremost of Scotus's students working through the second decade of the fourteenth century, holds at least two different positions, neither the same as Scotus's. In an early disputed question on individuation, William holds that natures are individual of themselves (Stella [1968], 363); later, in his Ordinatio on the Sentences, William accepts something akin to Henry of Ghent's position that individuation is by a negation, though adding the clarification that this negation represents nevertheless a perfection — it is better not to have the positive feature of divisibility (Stella [1968], 630–631). The reason for the shift in view is an apprehension that the fact that natures can be multiplied (i.e. exemplified many times) entails that a nature cannot be self-individuating (Stella [1968], 628). But William cannot see how the added feature could be anything positive, since he does not see how an individual could be anything, necessarily, other than its nature (Stella [1968], 631). (Being e.g. human is sufficient for being an individual.) In both works, William objects to Scotus's view that the common nature is somehow prior to its instantiations, on the grounds that this priority entails that the common nature could exist without any of its instantiations (Stella [1968], 352, 625). This in effect amounts — in Scotist terms — to the claim that the nature is really distinct, not just formally distinct, from any of its instantiations. For Scotus, the mark of a formal distinction is inseparability: no individual is separable from its nature, and there is thus no more than a formal distinction in any individual between nature and haecceity. Ockham puts his finger on this misinterpretation on the part of Alnwick:

On this question there is one theory attributed by some people [viz. William of Alnwick] to the Subtle Doctor [i.e. Scotus] …. This is the theory that the universal is a true being outside the soul, really distinct from a contracting difference but really multiplied and varied by such a contracting difference. (Ockham, Ordinatio I, d. 2, q. 5, n. 6 (William of Ockham [OT], 2:154, ll. 1–2, 3–7; Spade (1994), 149))

As Ockham rightly implies, this is not Scotus's view. A position not dissimilar to William's earlier, nominalist, view can be found in another prominent early student of Scotus's — Henry of Harclay (see Henninger [1994]; for Ockham's rejection of the way in which Harclay develops his nominalist theory, see Ockham, Ordinatio I, d. 2, q. 7, nn. 11–12, 63–82 (William of Ockham [OT], 2:227, l. 15–p. 228, l. 20, p. 241, l. 21–p. 248, l. 21; Spade (1994), 191–192, 200–204); see too Adams [1982]).

Ockham himself, writing 1321–1323, raises an array of arguments against Scotus's position. Ockham, of course, was a thinker explicitly influenced by Scotus in all sorts of ways, while nevertheless rejecting the fundamental feature of Scotist metaphysics and semantics, namely realism on the question of universals. Without exception, the arguments target one of the following two Scotist positions: the commonality of the nature, and the formal distinction. As such, Ockham does not attack haecceities, though in so far as Scotus's account of haecceities requires both his distinctive account of the divisibility of a nature, and the formal distinction between nature and haecceity, Ockham's attacks will harm Scotus's haecceities too. Ockham offers no fewer than four arguments against common natures with less than numerical unity (Ockham, Ordinatio I, d. 2, q. 6, nn. 51, 62, 78, 82 (William of Ockham [OT], 2:181, ll. 8–13, p. 184, ll. 11–13, p. 189, ll. 10–14, p. 190, ll. 18–22; Spade (1994), 161, 163, 166, 167)). The key one is the second: humanity in Socrates and humanity in Plato are numerically distinct, and essentially so. So there is nothing in common between these humanities. Ockham's first and longest argument against Scotus takes issue with the formal distinction. Against the formal distinction of really identical entities, Ockham persistently appeals to the indiscernibility of identicals, arguing that the principle holds whatever its domain (i.e. whether ranging over properties or over substances, or both: see Ockham, Ordinatio I, d. 2, q. 6, nn. 25–8, 83 (William of Ockham [OT], 2:173, l. 11–p. 174, l. 12, p. 190, l. 23-p. 191, l. 4; Spade (1994), 118, 127)). As Marilyn Adams has pointed out, this strategy of course begs the question against Scotus (Adams [1982], 420). Scotus's inclination is to restrict the indiscernibility of identicals to the domain of individual substances.

Ockham's more parsimonious ontology is important in the attempt to understand the nature of the opposition to Scotus just outlined. Ockham is sometimes presented as though his distinctive position on the question of individuation is simply the result of his distinctive nominalist position on the question of universals. Thus Armand Maurer, in a generally very helpful account of Ockham's position:

The problem of individuation, in the usual sense of the term, does not arise in Ockham's philosophy. The problem occurs when a philosopher maintains that there are natures or essences in individuals, in some way common the individuals and yet diversified in them…. Given the commonness of [e.g] animality, what makes the individual animal to be the individual it is? (Maurer [1994], 373)

This is not quite right. For while Ockham does not need an explanation for indivisibility (since a tenet of Ockham's nominalism on the question of universals is that nothing real is divisible into subjective parts), he certainly needs an explanation for the distinction of one substance from another, as Black's reflections on the principle of the identity of indiscernibles forcefully show. In fact, Ockham claims that a substance is singular through itself (“se ipso”: Ockham, Ordinatio I, d. 2, q. 6, n. 105–107 (William of Ockham [OT], 2:196, ll. 2–12; Spade (1994), 171)). And it seems to me that this claim does indeed constitute an attempt at a solution to the problem of distinction. For Ockham is a nominalist about many more properties than Scotus is, as well as being a nominalist on the question of universals. Thus, Ockham believes that the set of those predicates that involve no ontological commitment (that is to say, predicates that do not signify anything extramental other than merely the substance itself) includes the Aristotelian genus, specific difference, and proprium (necessary but non-defining property) (see e.g. Moody [1935], 97-106, 145–51). Substances themselves are primarily diverse according to Ockham — their distinction from each other is not explained by anything other than their own self-identity, and ipso facto not by any qualitative or relational feature of themselves. Self-identity is not, however, a real feature of the substance in any sense distinct from itself or its nature. And this is the result not of Ockham's nominalism on the question of universals, but of his nominalism on the question of inseparable properties. And much the same seems true of the other opponents of Scotus mentioned above.

Ockham's position thus turns out to be a variety of haecceitism (in a more modern sense of the word). Maintaining that substances are primarily diverse does not amount to having no theory of individuation. Indeed, it presumably entails that their diversity is not explained by, say, qualitative distinction. Thus, Ockham holds that two things, each per se singular, can be “precisely similar” to each other (Ockham, Ordinatio I, d. 2, q. 6, n. 108 (William of Ockham [OT], 2:196, l. 17; Spade (1994), 171)). And this seems to entail some form of haecceitism. The difference between this view and that of Scotus is that the haecceity defended by Scotus is — in some minimal way — hypostatized. Some modern accounts of haecceities resemble Ockham's view more than Scotus's: the uniquely instantiable, non-qualitative property of (say) being identical with Socrates — Socrates's haecceity (in the modern terminology) — does not carry the kind of ontological weight that Scotus (for example) wants to place on haecceities as he understands them:

It may be controversial to speak of a ‘property’ of being identical with me. I want the word ‘property’ to carry as light a metaphysical load here as possible. ‘Thisness’ is intended to be a synonym or translation of the traditional term ‘haecceity’ (in Latin, ‘haecceitas’), which so far as I know was invented by Duns Scotus. Like many medieval philosophers, Scotus regarded properties as components of the things that have them. He introduced haecceities (thisnesses), accordingly, as a special sort of metaphysical component of individuals. I am not proposing to revive this aspect of his conception of a haecceity, because I am not committed to regarding properties as components of individuals. To deny that thisnesses are purely qualitative is not necessarily to postulate “bare particulars,” substrata without qualities of their own, which would be what was left of the individual when all its qualitative properties were subtracted. Conversely, to hold that thisnesses are purely qualitative is not to imply that individuals are nothing but bundles of qualities, for qualities may not be components of individuals at all. We could probably conduct our investigation, in somewhat different terms, without referring to thisnesses as properties. (Adams [1979], 6–7)

Note, of course, that Scotus's account of the common nature also entails something stronger than Adams is proposing: indeed, it entails precisely the sort of minimal hypostatization that Scotus advocates. And the reason for this, of course, is Scotus's view that individual substances cannot themselves be primarily diverse — a fact that is explained by his claim that common natures have some sort of unity in their instantiations: the nature in Socrates is (non-numerically) the same as the nature in Plato. Natures, for Scotus, cannot be primarily diverse; substances must include more than natures. But individual natures in Ockham's view can indeed be primarily diverse, and this surely amounts to a form of haecceitism — nothing other than an individual nature's own self-identity explains its distinction from all other such natures. Maintaining that individual natures are primarily diverse amounts not to having no theory of individuation, but to accepting a form of haecceitism that, like Adams's, does not involve ontological commitment to the existence of real haecceities as distinct real constituents of things.

Bibliography

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  • Poncius, John (1659), Cursus Philosophicus, Lyons.
  • Spade, Paul Vincent (1994), Five Texts on the Mediaeval Problem of Universals: Porphyry, Boethius, Abelard, Duns Scotus, Ockham, Indianapolis and Cambridge: Hackett.
  • Stella, P. T. (1968), “Illi qui student in Scoto: Guglielmo di Alnwick a la ‘haecceitas’ Scotistica,” Salesianum, 30: 331–387, 614–641.
  • William of Ockham [OT], Opera Theologica, ed. Iuvenalis Lalor and others, 10 vols., St Bonaventure, NY: St Bonaventure University, (1967–1986).

Secondary Literature

  • Adams, Marilyn McCord (1982), “Universals in the Early Fourteenth Century,” in Norman Kretzmann, Anthony Kenny, and Jan Pinborg (eds.), The Cambridge History of Later Medieval Philosophy, Cambridge: Cambridge University Press.
  • Adams, Robert (1979), “Primitive Thisness and Primitive Identity,” Journal of Philosophy, 76: 5–26.
  • Black, Max (1952), “The Identity of Indiscernibles,” Mind, 61: 153–164.
  • Cross, Richard (1999a), Duns Scotus, Great Medieval Thinkers, New York and Oxford: Oxford University Press.
  • Cross, Richard (1999b), “Identity, Origin, and Persistence in Duns Scotus's Physics,” History of Philosophy Quarterly, 16: 1–18.
  • Cross, Richard (2003), “Divisibility, Communicability, and Predicability in Duns Scotus's Theories of the Common Nature,” Medieval Philosophy and Theology, 11: 43–63
  • Cross, Richard (2004), “Scotus's Parisian Teaching on Divine Simplicity,” in Olivier Boulnois and others (ed.), Duns Scot à Paris 1302–2002, Turnhout: Brepols, 519–562
  • Dumont, Stephen (1987), “The Univocal Concept of Being in the Fourteenth Century: I. John Duns Scotus and William of Alnwick,” Mediaeval Studies, 49: 1–75.
  • Dumont, Stephen (1995), “The Question on Individuation in Scotus's ‘Quaestiones super Metaphysicam,’” in Leonardo Sileo (ed.), Via Scoti: Methodologica ad mentem Joannis Duns Scoti. Atti del Congresso Scotistico Internazionale. Roma 9–11 Marzo 1993, 2 vols., Rome: Antonianum, 1: 193–227.
  • Henninger, Mark (1994), “Henry of Harclay,” in Jorge J. E. Gracia (ed.), Individuation in Scholasticism: The Later Middle Ages and the Counter-Reformation, SUNY Series in Philosophy (Albany: State University of New York Press), 333–346.
  • King, Peter (1992), “Duns Scotus on the Common Nature and the Individual Differentia,” Philosophical Topics, 20: 50–76.
  • Maurer, Armand (1994), “William of Ockham,” in Jorge J. E. Gracia (ed.), Individuation in Scholasticism: The Later Middle Ages and the Counter-Reformation, SUNY Series in Philosophy, Albany: State University of New York Press, 373–396.
  • Moody, Ernest A. (1935), The Logic of William of Ockham, London: Sheed and Ward.
  • Nielsen, Lauge Olaf (2003), “Peter Auriol,” in Jorge J. E. Gracia and Timothy B. Noone (eds.), A Companion to Philosophy in the Middle Ages, Blackwell Companions to Philosophy, Malden, MA, and Oxford: Blackwell, 494–503.
  • Park, Woosuk (1988), “The Problem of Individuation for Scotus: A Principle of Indivisibility or a Principle of Distinction?” Franciscan Studies, 48: 105–123.
  • Park, Woosuk (1990), “Haecceitas and the Bare Particular,” Review of Metaphysics, 44: 375–397.
  • Swinburne, Richard (1994), The Christian God, Oxford: Clarendon Press.
  • Tweedale, Martin M. (1993), “Duns Scotus's Doctrine on Universals and the Aphrodisian Tradition,” American Catholic Philosophical Quarterly, 67: 77–93.
  • Tweedale, Martin M. (1999), Scotus vs. Ockham—A Medieval Dispute over Universals, 2 vols., Lewiston, Queenstown, and Lampeter: The Edwin Mellen Press.

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